SEC, DoJ Probe Wachovia, Golden West
by Karen Gullo and David Scheer, Bloomberg, November 20, 2008
Cuban Lays Out Defense to Insider-Trading Charges
by Kara Scannell and Leslie Eaton, Wall Street Journal ($), November 19, 2008
Sharpton Campaign Owes Nearly $500K for 2004 Presidential Run
by Devlin Barrett, AP, November 17, 2008
SEC Accuses Mark Cuban of Insider Trading
New York Times, November 17, 2008
Regulators Probe Swap Brokers
by Liz Rappaport and Serena Ng, Wall Street Journal ($), November 13, 2008
SEC Looks to Limit Rating-Firm Conflicts
by Kara Scannell, Wall Street Journal ($), November 13, 2008
Fed Seeks Oversight of Credit-Default Swap Clearinghouse
by Matthew Leising, Bloomberg, November 12, 2008
SEC Judge: Pequot Case Wasn’t Mishandled
by Walt Bogdanich, New York Times, November 11, 2008
U.S. Given a Look at Swiss Bank Accounts
by David S. Hilzenrath, Washington Post, November 10, 2008
Obama’s Chief of Staff Was Dir. of Freddie Mac During Scandal
by Brian Ross and Rhonda Schwartz, ABC News, November 07, 2008
SEC Exodus May Soon Accelerate
by Kara Scannell, Wall Street Journal ($), November 07, 2008
Senator Probes SEC Role in Bear Rescue
by Joanna Chung, Financial Times, October 24, 2008
SEC Plans Close Scrutiny of Bank Reports
by Judith Burns, Wall Street Journal ($), October 21, 2008
3 Agencies Vie for Oversight of Swaps Market
by David Cho and Zachary A. Goldfarb, Washington Post, October 21, 2008
In Depth: SEC Chairman Cox Has Been Missing in Action
by Jesse Westbrook and Robert Schmidt, Bloomberg, October 20, 2008
The SEC’s Revolving Door
by Michael Siconolfi, Wall Street Journal ($), October 20, 2008
U.S. Agencies Probe WaMu Failure
by Evan Perez, Wall Street Journal ($), October 16, 2008
Lawmakers, Regulators Butt Heads Over Swaps Clearinghouses
by Neil Roland, Financial Week, October 15, 2008
In Depth: SEC Chairman Cox Undermined and Demoralized His Enforcement Staff
by Scot Paltrow, Portfolio, October 14, 2008
SEC, Fidelity Reach Settlement over Alleged Improper Broker Gifts
by Jennifer Levitz, Wall Street Journal ($), October 14, 2008
July 17, 2008
SEC: Bomb Detector—Bought by Military—Was Front for Scam by Michael Grabell - July 17, 2008 10:14 am EST
October 01, 2008
SEC ‘Clarifies’ Accounting Rule, But Lobbyists Want More by Eric Umansky - October 01, 2008 10:35 am EST
‘Flawed’ SEC Program Failed to Rein in Investment Banks by Ben Protess - October 01, 2008 5:01 pm EST
October 03, 2008
SEC Oversight of Investment Banks Was in Shambles by Eric Umansky - October 03, 2008 10:23 am EST
October 15, 2008
The Gutting of the SEC by Eric Umansky - October 15, 2008 10:20 am EST
November 19, 2008
Why Is Cuban Facing a Fine When Martha Faced the Slammer? by Ben Protess - November 19, 2008 6:08 pm EST
