Articles tagged with SEC

Tags > S > SEC

Articles Tagged With 'SEC'

Our Transparency Tracker Notices New SEC ‘Open’ Page

by Jeff Larson and Jennifer LaFleur, ProPublica - January 28, 2010 12:45 pm EDT

Update Jan. 28, 2010 4:55pm EST: Links to the datasets on the SEC's open page are broken.

Last week we launched our Transparency Tr … more

Listen In: ProPublica Reporters on NPR

by Amanda Michel, ProPublica - December 17, 2009 12:47 pm EDT

On Wednesday, ProPublica and NPR's Planet Money announced an ongoing investigation into the inner workings of Wall Street during the … more

SEC Letters Outline “Informal Inquiry” into California Pension Deals

by Sharona Coutts, ProPublica - April 24, 2009 9:43 pm EDT

The Securities and Exchange Commission is seeking detailed financial information from two members of the Los Angeles Fire and Police … more

Quick Picks: SEC Looks to Nail Boards

by Olga Pierce, ProPublica - February 20, 2009 11:26 am EDT

Quick Picks focuses on a select few of the day's stories from "Breaking on the Web."

A former British resident who claims he … more

Quick Picks: Stanford’s D.C. Ties and ICE’s Potential Lies

by Alexandra Andrews, ProPublica - February 18, 2009 12:56 pm EDT

Quick Picks focuses on a select few of the day's stories from "Breaking on the Web."

Yesterday the SEC shut down what it cal … more

Quick Picks: Texas’ Hidden Hospital Problems, Obama’s SEC Pick and More

by Alexandra Andrews, ProPublica - January 12, 2009 2:51 pm EDT
The second installment of the Dallas Morning News' series on special-interest influence in Texas focuses on a chain of hospitals t … more

Agencies Move to Restrict FOIA Access in Last-Minute Regs

by Jennifer LaFleur, ProPublica - January 5, 2009 2:07 pm EDT

This story was co-published with the Columbia Journalism Review.

As one of the most secretive presidential administrations in hist … more

On the Way Out, the SEC Chief’s Non-Mea Culpa

by Sharona Coutts, ProPublica - December 24, 2008 11:37 am EDT

He presided during  the collapse of the investment banking system and the biggest Ponzi scheme in history, but according to head of t … more

Help Us Name Names in Siemens Corruption Scandal

by T. Christian Miller, ProPublica - December 22, 2008 1:05 pm EDT

This story was co-published with MSN Money.

Get ready for the Siemens World Corruption Tour, 2001-2008. Siemens pleaded guilty last … more

Madoff’s ‘Booster Rocket’

by Alexandra Andrews, ProPublica - December 22, 2008 11:06 am EDT

Fairfield Greenwich Group has billed itself as an innocent victim of Bernie Madoff's alleged $50 billion Ponzi scheme. Yet today's Ne … more

SEC Report: Employees Browsed Porn, Ran Private Businesses

by Jake Bernstein, ProPublica - December 19, 2008 5:01 pm EDT

The Securities and Exchange Commission is taking a drubbing these days for its abject failure―despite detailed tips―to catch Bern … more

Obama Regulatory Pick Blocked Influence of Agency He’ll Now Head

by Jake Bernstein, ProPublica - December 19, 2008 9:44 am EDT

In the midst of a stream of financial scandals and regulatory failures, President-elect Barack Obama announced the nomination of two … more

The World Wide Web of Siemens’s Corruption

December 18, 2008 4:58 pm EDT

‘The World’s Largest Hedge Fund Is a Fraud’

by Paul Kiel, ProPublica - December 18, 2008 11:50 am EDT

It just keeps getting worse for the SEC. Documents obtained by the Wall Street Journal show the agency was downright lethargic in inv … more

SEC Culpa!

by Paul Kiel, ProPublica - December 17, 2008 9:51 am EDT

Yesterday, we ran through the reasons why the SEC might have missed Bernard Madoff’s long-running Ponzi scheme. SEC Chair Christopher … more

Why the SEC Missed Madoff’s Con

by Paul Kiel, ProPublica - December 16, 2008 10:19 am EDT

Bernard Madoff's firm managed $17.1 billion in assets, he declared this past January in his investment adviser filing with the SEC. H … more

Losses Unknown From Madoff’s ‘One Big Lie’

by Paul Kiel, ProPublica - December 12, 2008 12:58 pm EDT

Bernard Madoff, a Wall Street kingpin who'd once been the chairman of the Nasdaq Stock Market, was arrested yesterday. The reason, as … more

Why Is Cuban Facing a Fine When Martha Faced the Slammer?

by Ben Protess, ProPublica - November 19, 2008 6:08 pm EDT

With Dallas Mavericks owner Mark Cuban facing civil insider-trading charges (PDF) from the SEC, we got to wondering what it takes for … more

The Gutting of the SEC

by Eric Umansky, ProPublica - October 15, 2008 10:20 am EDT

We have heard plenty about how deregulation contributed to the market crisis. Far less noted is what might be called de-supervision. … more

SEC Oversight of Investment Banks Was in Shambles

by Eric Umansky, ProPublica - October 3, 2008 10:23 am EDT

Four years ago, the SEC made what appears to be a fateful decision. As ProPublica and others have reported, the commission exempted m … more

 1 2 >

ProPublica Report

Enter your e-mail address
to receive our top stories daily.

Breaking on the Web: SEC

March 04, 2010

Mass. Scam Cost Investors $3.5m, SEC Says Todd Wallack, Boston Globe, March 04, 2010

February 23, 2010

Judge Accepts S.E.C.‘s Deal With Bank of America Louise Story, New York Times, February 23, 2010

February 09, 2010

S.E.C. Enforcers Focus on Avoiding Madoff Repeat Jenny Anderson, New York Times, February 09, 2010

February 05, 2010

State Street Charged Under Subprime Larry Light, Jane J. Kim, Amir Efrati, Wall Street Journal ($), February 05, 2010

January 12, 2010

SEC Order Helps Maintain AIG Bailout Mystery Matthew Goldstein, Reuters, January 12, 2010

December 30, 2009

SEC Chief Tempers, Defers Rules In Face of Wall Street Opposition Jesse Westbrook, Bloomberg, December 30, 2009

More...


© Copyright 2010 Pro Publica Inc.

FREE REPRINTS

 Unless otherwise noted, you can republish our articles and graphics (but not our photographs) for free. You just have to credit us and link to us, and you can’t edit our material or sell it separately. (We're licensed under Creative Commons, which provides the legal details.)